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NextBoat (NXB) draws $510,000 convertible note from Greentree Financial Group

$510,000 in principal constitutes the face amount of the 10% Convertible Promissory Note NextBoat Inc. (NXB) issued to Greentree Financial Group, Inc. on August 14, 2026, per the company's 8-K filed with the SEC. A 10% original issuance…

By Lucia Moretti·Aug 19, 2026·2 min read·regulatory·NXB

Key takeaways

  • NextBoat Inc. (NXB) issued a $510,000 10% Convertible Promissory Note to Greentree Financial Group, Inc. on August 14, 2026.
  • After a 10% original issuance discount ($51,000) and a $10,000 legal fee allowance, roughly $449,000 in cash reaches NextBoat's balance sheet.
  • The note matures August 14, 2028, carries a 10% annual coupon paid quarterly, and jumps to an 18% default rate on an event of default.
  • Greentree can convert outstanding balances into NextBoat common stock at $1.785 per share, subject to a 4.99% beneficial ownership cap waivable to 9.99%.
  • The deal includes a three-year warrant for 100,000 shares at $1.785 and 20,000 restricted commitment shares.

$510,000 in principal constitutes the face amount of the 10% Convertible Promissory Note NextBoat Inc. (NXB) issued to Greentree Financial Group, Inc. on August 14, 2026, per the company's 8-K filed with the SEC. A 10% original issuance discount strips $51,000 off the top, leaving approximately $459,000 in gross proceeds; subtract the $10,000 legal fee allowance payable to the Lender and the cash reaching NextBoat's balance sheet is closer to $449,000.

Note economics

Term Detail
Principal $510,000
OID 10% ($51,000)
Gross proceeds (est.) ~$459,000
Coupon 10% per annum, quarterly
Default rate 18% per annum
Maturity August 14, 2028
Conversion price $1.785/share
Warrant shares 100,000 at $1.785
Warrant term 3 years
Commitment shares 20,000 restricted
Beneficial ownership cap 4.99% (waivable to 9.99%)

The Note matures August 14, 2028. At 10% on $510,000, quarterly payments beginning October 10, 2026 run approximately $12,750 per quarter; across the two-year term, the interest burden at the stated coupon reaches $102,000 on the face amount. An event of default pushes the rate to 18% per annum.

Greentree holds an option to convert outstanding balances into NextBoat common stock at $1.785 per share. The conversion price resets every six months to the closing bid if it has traded below the then-applicable floor, and steps down on dilutive issuances subject to standard exempt-issuance carve-outs. A 4.99% beneficial ownership cap governs accumulation through conversion, waivable to 9.99% on 61 days' written notice.

Warrant and structural tripwires

The accompanying three-year warrant covers 100,000 shares at the same $1.785 exercise price, with cashless exercise rights until the underlying shares are registered. Down-round anti-dilution protection applies to the warrant exercise price on the same terms as the conversion price. NextBoat also committed to deliver 20,000 restricted commitment shares within five business days of signing.

One condition worth tracking: if NextBoat closes a financing of at least $5,000,000 while the Note is outstanding, Greentree may request that those proceeds retire the outstanding balance. NextBoat can prepay at any time without penalty on 15 days' notice, though Greentree retains the right to convert before any prepayment settles.

The Loan Agreement bars NextBoat from issuing any securities carrying a variable conversion or exercise rate for 12 months from the effective date. NextBoat, a Nevada corporation headquartered at 1701 Jel Wade Dr., Wilmington, NC 28401, trades on NYSE American under NXB.

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Source: sec.gov
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Frequently asked

How much cash did NextBoat actually receive from the note?

After the 10% original issuance discount of $51,000 and a $10,000 legal fee allowance, the cash reaching NextBoat's balance sheet is closer to $449,000.

What is the conversion price and can it change?

The conversion price is $1.785 per share, resetting every six months to the closing bid if it has traded below the applicable floor and stepping down on dilutive issuances subject to standard exempt-issuance carve-outs.

What happens if NextBoat defaults on the note?

An event of default pushes the interest rate from 10% to 18% per annum.

Can NextBoat repay the note early?

NextBoat can prepay at any time without penalty on 15 days' notice, though Greentree retains the right to convert before any prepayment settles.

What restriction does the Loan Agreement place on future financings?

The Loan Agreement bars NextBoat from issuing any securities carrying a variable conversion or exercise rate for 12 months from the effective date, and if NextBoat closes a financing of at least $5,000,000 while the note is outstanding, Greentree may request those proceeds retire the balance.