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Dan Ives forms Yorkville Ives & Co. after departing Wedbush

Four business lines will define Yorkville Ives & Co., the merchant bank that star analyst Dan Ives is building after leaving Wedbush. Investment banking, equity research, institutional trading, and principal investing form the stated…

By Owen Gallagher·Jul 20, 2026·1 min read·markets

Four business lines will define Yorkville Ives & Co., the merchant bank that star analyst Dan Ives is building after leaving Wedbush. Investment banking, equity research, institutional trading, and principal investing form the stated scope. No capitalization, client count, or launch timeline was disclosed.

The stated structure

The four pillars span advisory work, market activity, and proprietary capital. Investment banking and equity research sit on the origination and analysis side. Institutional trading and principal investing are lines where the firm commits its own resources and takes on direct market exposure.

Combining all four under one entity is the announced model. That structure puts Yorkville Ives & Co. closer to a classic merchant bank than to a research boutique or a standalone advisory shop.

Research as the anchor

Ives built the star analyst designation at Wedbush. That reputation moves with him. The firm name places his identity at the front of the brand rather than inside a larger institution.

At a conventional sell-side firm, research runs as a cost center, subsidized by trading commissions or banking mandates. The Yorkville Ives model is different. Research sits alongside its own banking and investing operations, where it can feed deal origination and inform the principal book directly.

That is the institutional platform Ives left Wedbush to build.

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Key takeaways

Frequently asked

Who is Dan Ives and why is he starting a new firm?

Dan Ives is a star analyst who built that reputation at Wedbush and left to build Yorkville Ives & Co., an institutional platform combining research with its own banking and investing operations.

What four business lines will Yorkville Ives & Co. operate?

The firm's stated scope covers investment banking, equity research, institutional trading, and principal investing.

How does Yorkville Ives & Co.'s model differ from a conventional sell-side firm?

At a conventional firm research is a cost center subsidized by trading commissions or banking mandates, whereas at Yorkville Ives research sits alongside its own banking and investing operations, feeding deal origination and informing the principal book directly.

What details about the firm were not disclosed?

No capitalization, client count, or launch timeline was disclosed.

Why is the founder's name placed at the front of the firm's brand?

The firm name places Ives's identity at the front of the brand rather than inside a larger institution, reflecting that his star analyst reputation moves with him from Wedbush.