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ConnectM Technology Solutions taps $5 million convertible note facility with Ascent Partners Fund

$5,000,000 in aggregate gross proceeds is the ceiling on ConnectM Technology Solutions, Inc.'s (CNTM) new senior secured convertible note facility with Ascent Partners Fund LLC, per a Form 8-K filed with the SEC on August 31, 2026. The…

By Warren Ashby·Sep 7, 2026·2 min read·regulatory·CNTM

Key takeaways

  • ConnectM Technology Solutions (CNTM) entered a senior secured convertible note facility with Ascent Partners Fund LLC capped at $5,000,000 in aggregate gross proceeds, per a Form 8-K filed August 31, 2026.
  • The first tranche closed August 31, 2026, with a $200,000 principal note purchased for $228,571.43, reflecting a $28,571.43 original issue discount.
  • A projected second tranche of $2,300,000 was expected to close by September 4, 2026, bringing the first two draws to $2,500,000 of the $5,000,000 capacity.
  • The notes carry 10% annual interest, mature in August 2027, and are secured by a first-priority lien on substantially all ConnectM assets, including 160,000,000 equity shares of Blue Cloud Softech Solutions Limited.
  • On September 3, 2026, ConnectM filed a Certificate of Designation in Delaware designating 4,000 shares of Series C Convertible Preferred Stock with a $1,000 stated value and 10% cumulative annual dividends.

$5,000,000 in aggregate gross proceeds is the ceiling on ConnectM Technology Solutions, Inc.'s (CNTM) new senior secured convertible note facility with Ascent Partners Fund LLC, per a Form 8-K filed with the SEC on August 31, 2026. The first tranche closed that same day: a $200,000 principal note purchased at $228,571.43, an original issue discount of $28,571.43. The company expects a second tranche of $2,300,000 to close by September 4, 2026, putting the first two draws at $2,500,000 of the $5,000,000 capacity.

Item Amount / Term
Facility (gross proceeds) $5,000,000
Tranche 1 principal $200,000
Tranche 1 purchase price $228,571.43
Original issue discount $28,571.43
Tranche 2 (projected) $2,300,000
Tranches 1+2 combined $2,500,000
Note interest rate 10% per annum
Maturity August 2027
Warrant term 5 years

Collateral and investor terms

The Security Agreement grants Ascent Partners a first-priority lien on substantially all ConnectM assets. The collateral package includes 160,000,000 equity shares of Blue Cloud Softech Solutions Limited. Negative covenants bar ConnectM from incurring additional debt, creating new liens, making restricted payments, or executing certain equity issuances without Ascent Partners' consent. The fund holds a right of first refusal on subsequent financings (33% participation generally, or 100% for equity lines of credit) and most-favored-nation protections.

Series C Convertible Preferred Stock

On September 3, 2026, ConnectM filed a Certificate of Designation with the Delaware Secretary of State designating 4,000 shares of Series C Convertible Preferred Stock at par value $0.0001 per share and a stated value of $1,000 per share. Note One automatically converts into Series C Preferred upon a Listing Event; the holder also retains an option to convert into common stock at a conversion price set per the agreement. The Series C carries cumulative dividends at 10% per annum on stated value, payable monthly in cash or by increasing the conversion amount. A Negative Event steps the dividend rate to 24% per annum. Holders may convert into common stock beginning six months after the Listing Event, at the lower of the Listing Event Price or, during a Negative Event, a price per the Certificate of Designation.

ConnectM must file a registration statement covering resale of shares underlying the notes and warrants within 60 days of the closing date.

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Source: sec.gov
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Frequently asked

What collateral secures the ConnectM note facility?

Ascent Partners holds a first-priority lien on substantially all of ConnectM's assets, with the collateral package including 160,000,000 equity shares of Blue Cloud Softech Solutions Limited.

What happens to the notes upon a Listing Event?

Note One automatically converts into Series C Convertible Preferred Stock upon a Listing Event, and the holder also retains an option to convert into common stock at a conversion price set per the agreement.

What dividend does the Series C Convertible Preferred Stock pay?

It carries cumulative dividends of 10% per annum on the $1,000 stated value, payable monthly in cash or by increasing the conversion amount, stepping up to 24% per annum during a Negative Event.

What investor protections did Ascent Partners receive?

Ascent Partners received negative covenants restricting new debt, liens, restricted payments and certain equity issuances, plus a right of first refusal on future financings (33% generally or 100% for equity lines of credit) and most-favored-nation protections.

Is ConnectM required to register the underlying shares?

Yes, ConnectM must file a registration statement covering the resale of shares underlying the notes and warrants within 60 days of the closing date.